An Independent AML Audit for your firm is required by Regulation 21 of The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017.
Did you know this?
The SRA reviewed 74 solicitors’ firms between September 2019 to October 2020 and found that only about 20% had ever conducted an AML Audit.
The SRA have given notice that they will be increasing their programme of visits to assess AML compliance.
There is more AML legislation on the way in 2022.
Here is a link to more info & some assistance: https://hunningsconsultancy.co.uk/independent-aml-audit/
We can carry out an
Or contact Ingemar Hunnings on 07887 524507 or [email protected]